StoneX Group Inc. (SNEX) SEC Filings & Earnings Calls
EquiReason read 13 StoneX Group Inc. SEC filings in the last 12 months. Latest: 8-K on 2026-08-28 — StoneX Group authorized repurchase of up to 5.0 million shares of common stock for fiscal year 2027, commencing October 1, 2026 through September 30, 2027..
Source: SEC EDGAR filings · figures as of 2026-06-30 · read by EquiReason
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- Market cap
- 6.8B
- P/E TTM
- 13.8
- Dividend yield
- —
- 52-week
- —
- Next earnings
- 23 Nov, in 30 days
Every filing, read
last 12 months · SECWhat happened, the numbers inside, guidance and risks. The original is one click away.
28 Aug 20268-K · 7.01StoneX Group authorized repurchase of up to 5.0 million shares of common stock for fiscal year 2027, commencing October 1, 2026 through September 30, 2027.SEC ↗
5 Aug 202610-QStoneX Group reported strong Q3 FY2026 results with operating revenues up 43% YoY and net income more than doubling.earningsopen
Figures in the filing · each found in the filing text
| Operating revenues · Q3-2026 | $1.47B | +43% y/y |
| Net operating revenues · Q3-2026 | $720M | +47% y/y |
| Net income · Q3-2026 | $128M | +102% y/y |
| Diluted earnings per share · Q3-2026 | $1.00 | +85% y/y |
| Interest income · Q3-2026 | $614M | +39% y/y |
| Commission and clearing fees · Q3-2026 | $332M | +100% y/y |
| Total assets · 2026-06-30 | $54.05B | |
| Stockholders' equity · 2026-06-30 | $2.84B |
5 Aug 20268-K · 2.02StoneX Group reports fiscal Q3 2026 net operating revenues of $719.7M (+47% YoY), net income $127.9M (+102% YoY), diluted EPS $1.00 (+85% YoY), ROE 18.4% vs 13.1% prior year. All segments except Self-Directed/Retail grew double-digits.earningsopen
Figures in the filing · each found in the filing text
| Net operating revenues · Q3-2026 | $720M | +47% y/y |
| Net income · Q3-2026 | $128M | +102% y/y |
| Diluted EPS · Q3-2026 | $1.00 | +85% y/y |
| ROE · Q3-2026 | 18.4% | |
| ROE on tangible book value · Q3-2026 | 25.0% | |
| Commercial segment operating revenues · Commercial · Q3-2026 | $452M | +97% y/y |
| Institutional segment operating revenues · Institutional · Q3-2026 | $875M | +40% y/y |
| Self-Directed/Retail segment operating revenues · Self-Directed/Retail · Q3-2026 | $96M | -13% y/y |
| Payments segment operating revenues · Payments · Q3-2026 | $60M | +13% y/y |
| Total revenues · Q3-2026 | $40.19B | +15% y/y |
Risks flagged
Self-Directed/Retail segment decline may indicate competitive pressure or market shift.
“Self-Directed/Retail operating revenues -13% YoY; segment income -36%”
Bad debts net of recoveries increased significantly in nine-month period ($12.6M vs $2.3M, +448%), though Q3 showed a recovery.
“Bad debts, net of recoveries: nine months $12.6M vs $2.3M, +448%”
26 May 20268-K · 8.01Disclosed a material event under other events (litigation, recall, contract loss, or major announcement); filed financial statements and exhibits with this reportSEC ↗
6 May 20268-K · 2.02Net operating revenues $829M (+70% y/y); Net income $174M (+143% y/y); Diluted EPS $2.07 (+120% y/y)earningsopen
Figures in the filing · each found in the filing text
| Net operating revenues · Q2-2026 | $829M | +70% y/y |
| Net income · Q2-2026 | $174M | +143% y/y |
| Diluted EPS · Q2-2026 | $2.07 | +120% y/y |
| Return on equity · Q2-2026 | 26.5% | |
| Commercial segment operating revenues · Commercial · Q2-2026 | $538M | +115% y/y |
| Institutional segment operating revenues · Institutional · Q2-2026 | $868M | +55% y/y |
| Self-Directed/Retail segment operating revenues · Self-Directed/Retail · Q2-2026 | $107M | +16% y/y |
| Payments segment operating revenues · Payments · Q2-2026 | $56M | +11% y/y |
Risks flagged
Bad debts increased significantly to $12.4M from $0.1M.
“Bad debts, net of recoveries $12.4M vs $0.1M prior year.”
6 May 202610-QTotal revenues $45.76B (+24% y/y); Operating revenues $1.57B (+64% y/y); Net income $174M (+143% y/y)open
Figures in the filing · each found in the filing text
| Total revenues · Consolidated · Q2-2026 | $45.76B | +24% y/y |
| Operating revenues · Consolidated · Q2-2026 | $1.57B | +64% y/y |
| Net income · Consolidated · Q2-2026 | $174M | +143% y/y |
| Diluted earnings per share · Consolidated · Q2-2026 | $2.07 | +120% y/y |
| Commission and clearing fees · Consolidated · Q2-2026 | $348M | +111% y/y |
| Principal gains, net · Consolidated · Q2-2026 | $470M | +56% y/y |
| Sales of physical commodities · Consolidated · Q2-2026 | $44.30B | +23% y/y |
| Net operating revenues · Consolidated · Q2-2026 | $829M | +70% y/y |
| Cash and cash equivalents · Consolidated · Q2-2026 | $2.12B | |
| Total assets · Consolidated · Q2-2026 | $53.63B |
Risks flagged
Bad debt increase
“Bad debts, net of recoveries $12.4M vs $0.1M YoY”
Interest expense growth
“Interest expense $461.1M vs $316.6M YoY”
13 Mar 20268-K · 8.01Net liability from arbitration $2Mopen
Figures in the filing · each found in the filing text
| Net liability from arbitration | $2M |
Risks flagged
Litigation risk largely resolved; residual liability is immaterial relative to company size.
“Arbitration panel rejected punitive damages, injunctive relief, and most of BTIG's claims.”
12 Mar 20268-K · 5.07, 7.01StoneX Group Inc. 8-K: Annual meeting results (director elections, auditor ratification, say-on-pay) and board leadership changes (Chairman and Vice-Chairman elected). No material financial or operational updates.SEC ↗
4 Feb 20268-K · 2.02, 8.01Net operating revenues $724M (+47% y/y); Net income $139M (+63% y/y); Diluted EPS $2.50 (+48% y/y)earningsopen
Figures in the filing · each found in the filing text
| Net operating revenues · Q1-2026 | $724M | +47% y/y |
| Net income · Q1-2026 | $139M | +63% y/y |
| Diluted EPS · Q1-2026 | $2.50 | +48% y/y |
| Return on equity (ROE) · Q1-2026 | 22.5% | |
| Commission and clearing fees · Q1-2026 | $305M | +104% y/y |
| Interest income · Q1-2026 | $581M | +54% y/y |
| Segment income - Commercial · Commercial · Q1-2026 | $179M | +72% y/y |
| Segment income - Institutional · Institutional · Q1-2026 | $139M | +78% y/y |
| Segment income - Self-Directed/Retail · Self-Directed/Retail · Q1-2026 | $18M | -67% y/y |
| Segment income - Payments · Payments · Q1-2026 | $34M | -1% y/y |
Risks flagged
Self-Directed/Retail segment revenue declined 22% YoY, indicating potential competitive or structural headwinds in retail brokerage.
“Self-Directed/Retail operating revenues $94.4M vs $121.6M (-22%)”
4 Feb 202610-QStoneX reported strong Q1 FY2026 results with significant year-over-year growth in revenue, net operating revenue, and net income.earningsopen
Figures in the filing · each found in the filing text
| Total revenues · Q1-2026 | $39.03B | +40% y/y |
| Operating revenues · Q1-2026 | $1.44B | +52% y/y |
| Net operating revenues · Q1-2026 | $724M | +47% y/y |
| Net income · Q1-2026 | $139M | +63% y/y |
| Diluted earnings per share · Q1-2026 | $2.50 | +48% y/y |
| Sales of physical commodities · Q1-2026 | $37.69B | +39% y/y |
| Principal gains, net · Q1-2026 | $379M | +23% y/y |
| Commission and clearing fees · Q1-2026 | $305M | +104% y/y |
| Interest income · Q1-2026 | $581M | +54% y/y |
| Interest expense · Q1-2026 | $462M | +51% y/y |
26 Jan 2026DEF 14ACEO transition: Sean O'Connor became Executive Vice-Chairman, Philip Smith became CEO, and Charles Lyon became President, with compensation restructured to focus on long-term value creation.open
Figures in the filing · each found in the filing text
| Operating Revenues · FY2025 | $4.13B | +20% y/y |
| Net Operating Revenues · FY2025 | $2.05B | +16% y/y |
| Net Income · FY2025 | $306M | +17% y/y |
| Stockholders' Equity · FY2025 | $2.38B | +39% y/y |
| Return on Equity (ROE) · FY2025 | 15.6% | |
| Earnings Per Share (Diluted) · FY2025 | $5.89 | +10% y/y |
| Adjusted ROE (non-GAAP) · FY2025 | 16.3% | |
| Adjusted Net Income (non-GAAP) · FY2025 | $321M |
Risks flagged
Acquisition Integration Risk
“The Company completed multiple acquisitions in fiscal 2025, including RJO, The Benchmark Company, Right Corporation, Octo Finances SA, and JBR Recovery Limited. Integration of these acquisitions poses operational and financial risks.”
Key Person Dependency
“Sean O'Connor, former CEO and now Executive Vice-Chairman, holds a significant equity stake (6.27%) and has been instrumental in the company's strategy. His transition could create a temporary leadership gap.”
28 Nov 202510-KOperating Revenues $4.13B (+20% y/y); Net Income $306M (+17% y/y); Adjusted EBITDA $598M (+19% y/y)open
Figures in the filing · each found in the filing text
| Operating Revenues · FY2025 | $4.13B | +20% y/y |
| Net Income · FY2025 | $306M | +17% y/y |
| Adjusted EBITDA · FY2025 | $598M | +19% y/y |
| Diluted Earnings Per Share · FY2025 | $5.89 | +11% y/y |
| Listed Derivatives Contract Volume · FY2025 | 237,423,000 | +11% y/y |
| Listed Derivatives Average RPC · FY2025 | $2.26 | +8% y/y |
| Average Client Equity - Listed Derivatives · FY2025 | $7.79B | +25% y/y |
| Securities Average Daily Volume · FY2025 | $9.09B | +27% y/y |
| Securities RPM · FY2025 | $278.00 | +9% y/y |
| Payments Average Daily Volume · FY2025 | $80M | +16% y/y |
Risks flagged
Tariff-Related Cost Pressure
“heightened interest expense in our precious metals business related to carrying costs on inventory which was held in the U.S. to mitigate against possible U.S. government tariffs on imported precious metals” · word for word
Interest Rate Sensitivity
“declining short-term interest rates... partially offset by the decline in short term interest rates.”
Commodity Volatility Decline
“diminished commodity volatility leading to lower spreads captured” · word for word
High Indebtedness
“As of September 30, 2025, our total consolidated indebtedness was $1,941.0 million” · word for word
Variable Interest Rate Exposure
“As of September 30, 2025, $782.0 million of our borrowings are subject to variable interest rates and as such, in periods of rising interest rates, our cost of funds will increase, which could reduce our net income.” · word for word
24 Nov 20258-K · 2.02StoneX reports record fiscal year net income of $305.9M (+17% YoY) and record quarterly net income of $85.7M (+12% YoY); strong revenue growth across segments.earningsopen
Figures in the filing · each found in the filing text
| Net income · FY2025 | $306M | +17% y/y |
| Diluted earnings per share · FY2025 | $5.89 | +11% y/y |
| Net operating revenues · FY2025 | $2.05B | +16% y/y |
| Return on equity · FY2025 | 15.6% | |
| Institutional segment operating revenues · Institutional · FY2025 | $2.50B | +27% y/y |
| Commercial segment operating revenues · Commercial · FY2025 | $1.01B | +15% y/y |
Risks flagged
Acquisition integration risk and associated costs.
“$9.3 million in acquisition-related charges in the current quarter, including $8.0 million in investment banking fees and $1.3 million in bridge loan financing charges” · word for word
StoneX Group Inc. — questions
- What did StoneX Group Inc. file recently?
- 13 SEC filings in the last 12 months. Latest: 8-K on 2026-08-28 — StoneX Group authorized repurchase of up to 5.0 million shares of common stock for fiscal year 2027, commencing October 1, 2026 through September 30, 2027.
Every figure on this page comes from StoneX Group Inc.'s own SEC filings — see them on SEC EDGAR. Price data is licensed and shown only inside the product.
How these figures are read: methodology · EquiReason.