NOMURA HOLDINGS INC (NMR) SEC Filings & Earnings Calls
EquiReason read 60 NOMURA HOLDINGS INC SEC filings in the last 12 months. Latest: 6-K on 2026-10-22 — Nomura Holdings filed a routine corporate governance report with the Tokyo Stock Exchange; no material financial or operational event..
Source: SEC EDGAR filings · read by EquiReason
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last 12 months · SECWhat happened, the numbers inside, guidance and risks. The original is one click away.
22 Oct 20266-KNomura Holdings filed a routine corporate governance report with the Tokyo Stock Exchange; no material financial or operational event.SEC ↗
14 Oct 20266-KNomura Holdings filed a share buyback report for September 2026, showing cumulative repurchases of 46.86M shares for ¥59.9999B under a ¥60B authorization. No new repurchases in September; authorization period ends September 30, 2026.open
Figures in the filing · each found in the filing text
| Cumulative repurchase amount · 2026-09-30 | $60.00B | |
| Cumulative repurchased shares · 2026-09-30 | 46,861,200 |
17 Sep 20266-KAnnouncement of date for Q2 FY2027 operating results release and conference call; no financial results or material event.SEC ↗
14 Sep 20266-KNomura Holdings Inc. filed a Share Buyback Report for August 2026. Authorization: up to 100M shares / JPY 60B from Feb 17 to Sep 30, 2026. As of Aug 31, 2026, 46.86M shares repurchased for JPY 59.999B (100% of authorized amount). No repurchopen
Figures in the filing · each found in the filing text
| Cumulative repurchased shares · Aug 31, 2026 | 46,861,200 | |
| Cumulative buyback amount · Aug 31, 2026 | $60.00B |
Risks flagged
Buyback program nearly exhausted; no further repurchases in August.
“No repurchases in August 2026; 100% of authorized amount used”
13 Aug 20266-KMonthly share buyback report for July 2026: no repurchases during month; cumulative 46.9% of shares repurchased (46.86M shares for ¥60B), 100% of authorized amount used. Authorization expires Sep 30, 2026.open
Figures in the filing · each found in the filing text
| Cumulative Repurchased Shares · July 2026 | 46,861,200 | |
| Cumulative Buyback Amount (JPY) · July 2026 | $60.00B |
Risks flagged
No repurchase activity in July; program nearly fully utilized (100% of authorized amount) and expires Sep 30, 2026, which may signal reduced capital return going forward.
“No repurchases during this reporting month; Authorization period: from February 17, 2026 to September 30, 2026.”
6 Aug 20266-KQ1 FY2027 financial summary: net revenue ¥686.7bn (+31.2% YoY), net income ¥145.6bn (+39.2% YoY), ROE 15.4%; all segments showed strong growth.earningsopen
Figures in the filing · each found in the filing text
| Net revenue · Q1-2027 | $686.70B | +31% y/y |
| Net income attributable to NHI shareholders · Q1-2027 | $145.60B | +39% y/y |
| Return on shareholders' equity (annualized) · Q1-2027 | 15.4% | |
| Net inflows of recurring revenue assets · Wealth Management · Q1-2027 | $539.60B | +94% y/y |
| Diluted EPS · Q1-2027 | $48.34 |
6 Aug 20266-KQ1 FY2027 net revenue ¥686.7bn (+31.2% YoY), net income ¥145.6bn (+39.2% YoY), ROE 15.4%; Wealth Management recurring revenue assets record high ¥31.7trn.earningsopen
Figures in the filing · each found in the filing text
| Net revenue · Q1-2027 | $686.70B | +31% y/y |
| Net income attributable to NHI shareholders · Q1-2027 | $145.60B | +39% y/y |
| Return on shareholders' equity (annualized) · Q1-2027 | 15.4% | |
| Net inflows of recurring revenue assets · Wealth Management · Q1-2027 | $539.60B | +94% y/y |
| Diluted EPS · Q1-2027 | $48.34 |
3 Aug 20266-KQ1 FY2027 presentation: net revenue ¥686.7bn (+19% QoQ), income before income taxes ¥211.5bn (+96% QoQ), ROE 15.4%; record highs in Wealth Management, Investment Management, Wholesale.earningsopen
Figures in the filing · each found in the filing text
| Return on shareholders' equity (annualized) · Q1-2027 | 15.4% |
29 Jul 20266-KQ1 FY2027 press release: net revenue ¥686.7bn (+31% YoY), net income ¥145.6bn (+39% YoY), ROE 15.4%; record highs in Wealth Management, Investment Management, Wholesale.earningsopen
Figures in the filing · each found in the filing text
| Net revenue · Q1-2027 | $686.70B | +31% y/y |
| Net income attributable to NHI shareholders · Q1-2027 | $145.60B | +39% y/y |
| Return on shareholders' equity (annualized) · Q1-2027 | 15.4% |
29 Jul 20266-KQ1 FY2027 financial summary: net revenue ¥686.7bn (+31.2% YoY), net income ¥145.6bn (+39.2% YoY), ROE 15.4%; all segments showed strong growth.earningsopen
Figures in the filing · each found in the filing text
| Net revenue · Q1-2027 | $686.70B | +31% y/y |
| Net income attributable to NHI shareholders · Q1-2027 | $145.60B | +39% y/y |
| Return on shareholders' equity (annualized) · Q1-2027 | 15.4% | |
| Net inflows of recurring revenue assets · Wealth Management · Q1-2027 | $539.60B | +94% y/y |
| Diluted EPS · Q1-2027 | $48.34 |
22 Jul 20266-KCorporate governance report filed with Tokyo Stock Exchange; discloses compliance with governance code, cross-shareholding reduction progress, and diversity initiatives. No material financial or operational event.SEC ↗
17 Jul 20266-KNomura Holdings 6-K filing contains corporate governance descriptions (committee structures, internal controls, articles of incorporation provisions) with no material financial or operational event.SEC ↗
14 Jul 20266-KNomura Holdings reports share repurchase progress under existing board authorization; 46.9% of shares and 100% of authorized amount repurchased as of June 30, 2026.open
Figures in the filing · each found in the filing text
| Shares repurchased (cumulative) · 2026-06-30 | 46,861,200 | |
| Total repurchase amount (cumulative, JPY) · 2026-06-30 | $60.00B |
Risks flagged
No new risks identified; routine buyback update
30 Jun 20266-KNomura Holdings files forms for $3.5B senior notes issuance: $500M floating rate notes due 2029, $300M floating rate notes due 2031, $1B 4.996% fixed rate notes due 2029, $700M 5.166% fixed rate notes due 2031, $1B 5.545% fixed rate notes dopen
Figures in the filing · each found in the filing text
| Senior Floating Rate Notes due 2029 principal · 2026-06-30 | $500M | |
| Senior Floating Rate Notes due 2031 principal · 2026-06-30 | $300M | |
| Senior Fixed Rate Notes due 2029 principal · 2026-06-30 | $1.00B | |
| Senior Fixed Rate Notes due 2031 principal · 2026-06-30 | $700M | |
| Senior Fixed Rate Notes due 2036 principal · 2026-06-30 | $1.00B |
Risks flagged
Increased leverage from $3.5B debt issuance; interest expense will rise
“Issuance of $3.5B aggregate principal amount of senior notes with fixed rates ranging from 4.996% to 5.545% and floating rate notes at SOFR+0.95%”
24 Jun 20266-KExtraordinary report on shareholder meeting results; routine director appointments with no material financial impact.SEC ↗
23 Jun 20266-KAnnouncement of top management appointments; all reappointments, no unexpected changes.SEC ↗
22 Jun 202620-FAnnual report (20-F) filed by Nomura Holdings, Inc. for fiscal year ended March 31, 2026.open
Risks flagged
Japan Monetary Policy Normalization Risk
“In 2025, following the Bank of Japan’s policy rate hikes in both January and December, Japan’s 10-year government bond yield rose by approximately 1 percentage point over the course of the year.” · word for word
Geopolitical Event Risk
“Event risk refers to potential losses we may suffer through unpredictable events that cause large unexpected market price movements such as natural or man-made disasters, epidemics, acts of terrorism, military disputes or political instability.” · word for word
Asset Management Revenue Decline
“A market downturn that reduces the market value of our clients’ portfolios would reduce the revenue we receive from these businesses and might increase the number of withdrawals or reduce the number of new investments in these portfolios.” · word for word
Goodwill Impairment Risk
“In December 2025, we recognized additional goodwill of ¥150,976 million and additional intangible assets of ¥118,201 million on our consolidated balance sheet in connection with the Macquarie Acquisition.” · word for word
Credit Rating Downgrade Risk
“Downgrades could increase our funding costs and limit our funding.” · word for word
22 Jun 20266-KCapitalization and indebtedness table as of March 31, 2026; no material change since then.open
Figures in the filing · each found in the filing text
| Short-term borrowings · FY2026 | $1752.67B | |
| Long-term borrowings · FY2026 | $15544.96B | |
| Total equity · FY2026 | $3854.91B |
Risks flagged
High leverage with long-term borrowings of ¥15.5 trillion; potential refinancing risk.
“Long-term borrowings ¥15,544,956 million; short-term borrowings ¥1,752,669 million.”
18 Jun 20266-KNotice of upcoming first quarter operating results announcement on July 29, 2026.SEC ↗
12 Jun 20266-KMonthly share buyback report; authorization of up to 100M shares / ¥60B; 46.9% shares repurchased, 100% of amount used.open
Figures in the filing · each found in the filing text
| Shares repurchased (cumulative) · May 2026 | 46,861,200 | |
| Total repurchase amount (cumulative) · May 2026 | $60.00B |
9 Jun 20266-KPartial amendment to notice of convocation of annual general meeting of shareholders; routine procedural filing.SEC ↗
29 May 20266-KNotice of convocation of annual general meeting of shareholders; routine procedural filing.SEC ↗
14 May 20266-KDisposal of treasury shares for stock awards (RSUs and PSUs); equity compensation plan.open
Figures in the filing · each found in the filing text
| Total shares to be disposed · May 2026 | 29,736,800 |
14 May 20266-KNomura Holdings reports monthly share repurchase activity under a board-authorized buyback program (up to 100M shares, ¥60B) through April 2026; 46.9% of shares repurchased, 100% of authorized amount used.open
Figures in the filing · each found in the filing text
| Total repurchase amount (JPY) · April 2026 | $60.00B | |
| Shares repurchased · April 2026 | 46,861,200 |
Risks flagged
Buyback program nearly fully utilized; no new authorization disclosed, may signal reduced future capital return capacity
“Authorization amount ¥60B fully used; progress 100% of amount, 46.9% of shares”
7 May 20266-KNomura reported record net income of ¥362.1bn for FY2025/26, up 6% YoY, with ROE of 10.1% meeting 2030 Vision target. Wealth Management and Wholesale drove record segment pretax income of ¥506.9bn.earningsopen
Figures in the filing · each found in the filing text
| Net revenue · FY2026 | $2167.70B | +15% y/y |
| Net income attributable to NHI shareholders · FY2026 | $362.10B | +6% y/y |
| ROE · FY2026 | 10.1% | |
| Net inflows of recurring revenue assets · Wealth Management · FY2026 | $1495.10B | +9% y/y |
| Flow business clients · Wealth Management · FY2026 | 1,741,000 | +6% y/y |
| Workplace services · Wealth Management · FY2026 | 4,142,000 | +7% y/y |
| Diluted EPS · FY2026 | $118.99 | +7% y/y |
Risks flagged
Impairment loss recognized at an investee company in Investment Management in Q4.
“Recognized an impairment loss at an investee company in Investment Management.”
Non-interest expenses increased 14.6% YoY, outpacing revenue growth in some segments (Investment Management expenses +65.5% YoY).
“Non-interest expenses increased by 14.6% from the same period in the previous year to 1,627.9 billion yen. Investment Management non-interest expenses +65.5% YoY.” · word for word
30 Apr 20266-KNomura finalized details of disposition of treasury shares as stock awards (RSUs) to employees and directors. Routine compensation-related filing, no material market impact.SEC ↗
30 Apr 20266-KNomura reported FY2025/26 full-year net income of ¥362.1bn (record high), ROE 10.1%, with strong performance across Wealth Management, Wholesale, and Investment Management. Q4 net income ¥73.9bn (-19% QoQ) but revenue up 5% QoQ.earningsopen
Figures in the filing · each found in the filing text
| ROE · FY2026 | 10.1% | |
| Net inflows of recurring revenue assets · Wealth Management · FY2026 | $1495.10B | +9% y/y |
| Flow business clients · Wealth Management · FY2026 | 1,741,000 | +6% y/y |
| Workplace services · Wealth Management · FY2026 | 4,142,000 | +7% y/y |
| Diluted EPS · FY2026 | $118.99 | +7% y/y |
Risks flagged
Impairment loss recognized at an investee company in Investment Management in Q4.
“Recognized an impairment loss at an investee company in Investment Management.” · word for word
Non-interest expenses increased 14.6% YoY, outpacing revenue growth in some segments (Investment Management expenses +65.5% YoY).
“Non-interest expenses increased by 14.6% from the same period in the previous year to 1,627.9 billion yen. Investment Management non-interest expenses +65.5% YoY.”
28 Apr 20266-KNomura filed its Corporate Governance Report with Tokyo Stock Exchange, confirming compliance with all principles of the Corporate Governance Code. Routine governance disclosure, no material market impact.SEC ↗
24 Apr 20266-KNomura reported FY2025/26 full-year net income of ¥362.1bn (record high), ROE 10.1%, with strong performance across Wealth Management, Wholesale, and Investment Management. Q4 net income ¥73.9bn (-19% QoQ) but revenue up 5% QoQ.earningsopen
Figures in the filing · each found in the filing text
| Net revenue · FY2026 | $2167.70B | +15% y/y |
| Net income attributable to NHI shareholders · FY2026 | $362.10B | +6% y/y |
| ROE · FY2026 | 10.1% | |
| Net inflows of recurring revenue assets · Wealth Management · FY2026 | $1495.10B | +9% y/y |
| Flow business clients · Wealth Management · FY2026 | 1,741,000 | +6% y/y |
| Workplace services · Wealth Management · FY2026 | 4,142,000 | +7% y/y |
| Diluted EPS · FY2026 | $118.99 | +7% y/y |
Risks flagged
Impairment loss recognized at an investee company in Investment Management in Q4.
“Recognized an impairment loss at an investee company in Investment Management.”
Non-interest expenses increased 14.6% YoY, outpacing revenue growth in some segments (Investment Management expenses +65.5% YoY).
“Non-interest expenses increased by 14.6% from the same period in the previous year to 1,627.9 billion yen. Investment Management non-interest expenses +65.5% YoY.” · word for word
24 Apr 20266-KNomura reported record full-year net income of ¥362.1bn, ROE 10.1%, with Wealth Management best since FY2001/2, Wholesale record, Investment Management AuM ¥136.9trn. Year-end dividend ¥24, annual ¥51.earningsopen
Figures in the filing · each found in the filing text
| ROE · FY2026 | 10.1% | |
| Net inflows of recurring revenue assets · Wealth Management · FY2026 | $1495.10B | +9% y/y |
| Flow business clients · Wealth Management · FY2026 | 1,741,000 | +6% y/y |
| Workplace services · Wealth Management · FY2026 | 4,142,000 | +7% y/y |
| Diluted EPS · FY2026 | $118.99 | +7% y/y |
Risks flagged
Impairment loss recognized at an investee company in Investment Management in Q4.
“Recognized an impairment loss at an investee company in Investment Management.”
Non-interest expenses increased 14.6% YoY, outpacing revenue growth in some segments (Investment Management expenses +65.5% YoY).
“Non-interest expenses increased by 14.6% from the same period in the previous year to 1,627.9 billion yen. Investment Management non-interest expenses +65.5% YoY.”
15 Apr 20266-KNomura announced results of share buyback program: repurchased 14,309,600 shares for ¥18.5bn from April 1-15, 2026. Cumulative purchases under Jan 30 resolution: 46,861,200 shares for ¥60.0bn (near max).open
Figures in the filing · each found in the filing text
| Shares repurchased (cumulative) · FY2026 | 46,861,200 | |
| Aggregate purchase amount (cumulative) · FY2026 | $60.00B |
14 Apr 20266-KNomura withdrew a shelf registration statement for treasury share disposal (RSU/PSU plans) after filing an extraordinary report. No material impact; routine administrative action.SEC ↗
14 Apr 20266-KNomura reports monthly share repurchase activity under existing board authorization; 32.6% of shares and 69.1% of JPY 60B authorization completed as of March 31, 2026.open
Figures in the filing · each found in the filing text
| Share repurchase amount (monthly) · March 2026 | $30.18B | |
| Cumulative share repurchase amount · March 31, 2026 | $41.48B | |
| Treasury shares canceled · March 2026 | $75M |
Risks flagged
No material risk signals; routine buyback disclosure
10 Apr 20266-KNomura announces consolidated regulatory capital and liquidity coverage ratios as of December 31, 2025; CET1 ratio 13.07%, leverage ratio 5.03%, TLAC ratios disclosed.open
Figures in the filing · each found in the filing text
| Common equity Tier 1 capital ratio · Q4-2025 | 13.1% | |
| Tier 1 capital ratio · Q4-2025 | 15.3% | |
| Consolidated capital adequacy ratio · Q4-2025 | 16.1% | |
| Consolidated leverage ratio · Q4-2025 | 5.0% | |
| External TLAC ratio (RWA basis) · Q4-2025 | 27.2% | |
| External TLAC ratio (leverage exposure basis) · Q4-2025 | 10.0% |
Risks flagged
No material risk signals; regulatory capital disclosure with ratios above minimums
1 Apr 20266-KNomura announces status of ongoing share buyback program; repurchased 24,638,300 shares for ¥30,180,151,350 in March 2026 under existing authorization up to 100M shares / ¥60B.open
Figures in the filing · each found in the filing text
| Aggregate purchase amount · FY2026 | $41.48B | |
| Number of shares repurchased · FY2026 | 32,551,600 |
19 Mar 20266-KNomura announces date for Q4 and full year operating results release: April 24, 2026. No financial data or material event.SEC ↗
12 Mar 20266-KNomura reports February 2026 share buyback activity: 7,913,300 shares repurchased for ¥11.3B under existing authorization. Routine monthly update.open
Figures in the filing · each found in the filing text
| Aggregate purchase amount · FY2026 | $11.30B | |
| Number of shares repurchased · FY2026 | 7,913,300 |
2 Mar 20266-KNomura announces status of share buyback program; repurchased 7,913,300 shares for ¥11.3B from Feb 17-28, 2026 under existing authorization.open
Figures in the filing · each found in the filing text
| Aggregate purchase amount · FY2026 | $11.30B | |
| Number of shares repurchased · FY2026 | 7,913,300 |
12 Feb 20266-KNomura reports January 2026 share buyback activity: no repurchases yet under new authorization (effective Feb 17). Routine monthly update.open
Figures in the filing · each found in the filing text
| Aggregate purchase amount · FY2026 | $0.00 | |
| Number of shares repurchased · FY2026 | 0 |
10 Feb 20266-KNomura reports 9M FY2025/26 results: net revenue ¥1,590.5B (+10.5% YoY), net income ¥288.2B (+7.2% YoY), ROE 10.8%. Wealth Management recurring revenue assets up 19.6% to ¥28.1T.earningsopen
Figures in the filing · each found in the filing text
| Net revenue · 9M FY2025/26 | $1590.50B | +11% y/y |
| Net income attributable to NHI shareholders · 9M FY2025/26 | $288.20B | +7% y/y |
| Income before income taxes · 9M FY2025/26 | $432.10B | +16% y/y |
| Return on shareholders' equity (annualized) · 9M FY2025/26 | 10.8% | |
| Net inflows of recurring revenue assets (Wealth Management) · Wealth Management · 9M FY2025/26 | $1072.30B | -3% y/y |
| Total assets · Dec 2025 | $61935.17B | |
| Total NHI shareholders' equity · Dec 2025 | $3651.82B | |
| Dividends per share (interim) · FY2025/26 | $27.00 |
Risks flagged
Non-interest expenses increased 8.7% YoY, outpacing revenue growth in some segments; cost control remains a focus.
“Non-interest expenses 1,158.4 billion yen, +8.7% YoY”
6 Feb 20266-KNomura reports 9M FY2025/26 supplement: net revenue ¥1,590.5B (+10.5% YoY), net income ¥288.2B (+7.2% YoY), ROE 10.8%. Wealth Management recurring revenue assets up 19.6% to ¥28.1T.earningsopen
Figures in the filing · each found in the filing text
| Net revenue · 9M FY2025/26 | $1590.50B | +11% y/y |
| Net income attributable to NHI shareholders · 9M FY2025/26 | $288.20B | +7% y/y |
| Income before income taxes · 9M FY2025/26 | $432.10B | +16% y/y |
| Return on shareholders' equity (annualized) · 9M FY2025/26 | 10.8% | |
| Net inflows of recurring revenue assets (Wealth Management) · Wealth Management · 9M FY2025/26 | $1072.30B | -3% y/y |
| Total assets · Dec 2025 | $61935.17B | |
| Total NHI shareholders' equity · Dec 2025 | $3651.82B | |
| Tier 1 Capital ratio · Dec 2025 | 15.0% | |
| Common Equity Tier 1 Capital ratio · Dec 2025 | 12.8% | |
| Number of employees · Dec 2025 | 28,601 |
Risks flagged
Non-interest expenses increased 8.7% YoY, outpacing revenue growth in some segments; cost control remains a focus.
“Non-interest expenses 1,158.4 billion yen, +8.7% YoY”
Capital ratios declined slightly: CET1 ratio 12.8% (from 14.5% in Mar 2025) due to increased risk-weighted assets.
“Common Equity Tier 1 Capital ratio: 12.8% (14.5% as of March 31, 2025)” · word for word
4 Feb 20266-KNomura reports Q3 FY2025/26 results: net revenue ¥551.8B (+10% YoY, +7% QoQ), net income ¥91.6B, ROE 10.3%. Four segment income before income taxes at highest in 18.5 years.earningsopen
Figures in the filing · each found in the filing text
| Return on shareholders' equity (annualized) · Q3 FY2025/26 | 10.3% |
Risks flagged
Segment 'Other' posted losses due to weaker market conditions in digital asset-related business.
“Segment 'Other' posted losses due to weaker market conditions in digital asset-related business” · word for word
Non-interest expenses increased 10% QoQ to ¥416.5B, outpacing revenue growth; cost control remains important.
“Non-interest expenses 416.5 billion yen, +10% QoQ”
30 Jan 20266-KNomura reported net revenue of 1,590.5 billion yen for nine months ended Dec 31, 2025, up 10.5% YoY; net income attributable to shareholders up 7.2% to 288.2 billion yen; ROE 10.8%.earningsopen
Figures in the filing · each found in the filing text
| Net revenue · 9M FY2026 | $1590.50B | +11% y/y |
| Net income attributable to NHI shareholders · 9M FY2026 | $288.20B | +7% y/y |
| Return on shareholders' equity (annualized) · 9M FY2026 | 10.8% |
Risks flagged
No explicit forward guidance provided due to market uncertainties.
“Nomura does not present earnings forecasts due to uncertainties in global capital markets.”
30 Jan 20266-KNomura completed acquisition of Macquarie Group's U.S. and European public asset management business; Delaware Management Company becomes specified subsidiary.acquisitionopen
Risks flagged
Integration risk of acquired asset management business.
“DMC becomes specified subsidiary; results to be consolidated from Q3 FY2026.”
30 Jan 20266-KNomura reports strong Q3 FY2025/26 results: net revenue ¥551.8B (+7% QoQ, +10% YoY), ROE 10.3% (7th straight quarter above 8-10% target), Wealth Management record recurring/flow revenue, Investment Management AuM all-time high ¥134.7T, Globearningsopen
Figures in the filing · each found in the filing text
| Net revenue · consolidated · Q3-2026 | $551.80B | +10% y/y |
| Net income attributable to Nomura Holdings shareholders · consolidated · Q3-2026 | $91.60B | -10% y/y |
| ROE · consolidated · Q3-2026 | 10.3% | |
| Wealth Management net revenue · Wealth Management · Q3-2026 | $132.50B | +19% y/y |
| Wealth Management pretax income · Wealth Management · Q3-2026 | $58.50B | +31% y/y |
| Investment Management net revenue · Investment Management · Q3-2026 | $60.90B | +33% y/y |
| Wholesale net revenue · Wholesale · Q3-2026 | $313.90B | +8% y/y |
| Banking net revenue · Banking · Q3-2026 | $13.70B | +12% y/y |
Risks flagged
Investment Management pretax income declined 42% QoQ due to lower investment gains and one-off acquisition expenses.
“Income before income taxes was 17.9 billion yen, decreasing 42 percent from last quarter and 5 percent from the same quarter last year.” · word for word
Consolidated net income down 10% YoY despite revenue growth, indicating margin pressure.
“Net income attributable to Nomura Holdings shareholders was 91.6 billion yen, down 10 percent year on year.” · word for word
29 Jan 20266-KCorporate governance report filed with Tokyo Stock Exchange, translated for SEC. No material financial or operational event. Routine disclosure of governance practices, compliance with Corporate Governance Code, and cross-shareholding reducSEC ↗
16 Jan 20266-KDisposition of treasury shares as Restricted Stock Units (RSUs) for directors, executive officers, and employees as deferred compensation. No material financial impact; routine equity compensation plan administration.SEC ↗
14 Jan 20266-KMonthly share buyback report for December 2025. Board authorized repurchase of up to 100M shares (¥60B) from May 15 to Dec 30, 2025. As of Dec 31, 66.8% of shares repurchased (66.79M shares) and 100% of authorized amount used (¥59.9999B). Nopen
Figures in the filing · each found in the filing text
| Shares repurchased (cumulative) · consolidated · 2025-12-31 | 66,790,900 | |
| Total repurchase amount (cumulative) · consolidated · 2025-12-31 | $60.00B |
29 Dec 20256-KNomura Trust and Banking announces plan to acquire up to 25,000 shares (6.48% voting rights) of Alpen Co., Ltd. via an Impact Neutralization Trust. Small passive investment; no material impact on Nomura Holdings.SEC ↗
18 Dec 20256-KNotice of upcoming Q3 FY2025/26 operating results announcement scheduled for January 30, 2026. No financial data or material event; purely administrative scheduling.SEC ↗
12 Dec 20256-KXBRL taxonomy data dump with no readable narrative. Contains only structured data elements (e.g., fair value hierarchy, segment breakdowns, litigation members).SEC ↗
12 Dec 20256-KMonthly share buyback report for November 2025. Board authorized repurchase of up to 100M shares (¥60B) from May 15 to Dec 30, 2025. As of Nov 30, 66.8% of shares repurchased (66.79M shares) and 100% of authorized amount used (¥59.9999B). 1open
Figures in the filing · each found in the filing text
| Shares repurchased (cumulative) · consolidated · 2025-11-30 | 66,790,900 | |
| Total repurchase amount (cumulative) · consolidated · 2025-11-30 | $60.00B |
1 Dec 20256-KNomura completed acquisition of Macquarie's U.S. & European public asset management business for $1.8B, adding ~$166B in client assets, forming Nomura Asset Management International.acquisitionopen
Figures in the filing · each found in the filing text
| Purchase price · 2025-12-01 | $1.80B | |
| Client assets acquired · 2025-10-31 | $166.00B |
Risks flagged
Integration risk from combining acquired business with existing operations.
“Nomura will bring its private markets business, Nomura Capital Management, and its high yield business together with the acquired assets to form Nomura Asset Management International.” · word for word
19 Nov 20256-KRoutine interim report with risk management disclosures, no material event; includes VaR, deferred tax, and liquidity details.open
Figures in the filing · each found in the filing text
| VaR (Value at Risk) · 2025-09-30 | $4.90B | |
| Liquidity portfolio · 2025-09-30 | $10877.60B |
Risks flagged
Leveraged finance exposure with significant unfunded commitments.
“Total leveraged finance exposure ¥592,215 million, with ¥527,105 million unfunded.”
13 Nov 20256-KMonthly share buyback report for October 2025; authorization of 100M shares / ¥60B, 66.8% completed; no new repurchases this month.SEC ↗
5 Nov 20256-KH1 FY2025/26 results: net revenue ¥1,038.8B (+10.8% YoY), net income ¥196.6B (+17.5% YoY), ROE 11.3%. Wealth Mgmt recurring revenue assets record high ¥26.2T.earningsopen
Figures in the filing · each found in the filing text
| Net revenue · H1 FY2025/26 | $1038.78B | +11% y/y |
| Net income attributable to NHI shareholders · H1 FY2025/26 | $196.64B | +18% y/y |
| Return on shareholders' equity (annualized) · H1 FY2025/26 | 11.3% | |
| Net inflows of recurring revenue assets (Wealth Management) · Wealth Management · H1 FY2025/26 | $568.40B | -31% y/y |
| Income before income taxes (Wholesale) · Wholesale · H1 FY2025/26 | $95.00B | +43% y/y |
| Diluted EPS · H1 FY2025/26 | $64.53 | +18% y/y |
31 Oct 20256-KQ2 FY2025/26 results: net revenue ¥515.5B (-2% QoQ, +7% YoY), net income ¥92.1B (-12% QoQ, -6% YoY), ROE 10.6%. Wealth Mgmt recurring revenue record high.earningsopen
Figures in the filing · each found in the filing text
| Net revenue · Q2 FY2025/26 | $515.50B | +7% y/y |
| Net income attributable to NHI shareholders · Q2 FY2025/26 | $92.10B | -6% y/y |
| Return on shareholders' equity (annualized) · Q2 FY2025/26 | 10.6% | |
| Income before income taxes (Wholesale) · Wholesale · Q2 FY2025/26 | $53.10B | +17% y/y |
30 Oct 20256-KRegulatory capital ratios disclosure for June 30, 2025: CET1 ratio 13.23%, Tier1 14.85%, total capital adequacy 14.96%, leverage 4.83%, TLAC ratios.open
Figures in the filing · each found in the filing text
| Common Equity Tier 1 capital ratio · June 30, 2025 | 13.2% | |
| Tier 1 capital ratio · June 30, 2025 | 14.8% | |
| Consolidated capital adequacy ratio · June 30, 2025 | 15.0% | |
| Consolidated leverage ratio · June 30, 2025 | 4.8% |
28 Oct 20256-KQ2 FY2025/26 earnings press release: net revenue ¥515.5B, net income ¥92.1B, ROE 10.6%. Wealth Mgmt record recurring revenue, IM AuM ¥101.2T, Wholesale pretax +43% YoY. Dividend ¥27/share.earningsopen
Figures in the filing · each found in the filing text
| Net revenue · Q2 FY2025/26 | $515.50B | +7% y/y |
| Net income attributable to NHI shareholders · Q2 FY2025/26 | $92.10B | -6% y/y |
| Return on shareholders' equity (annualized) · Q2 FY2025/26 | 10.6% | |
| Dividend per share · H1 FY2025/26 | $27.00 |
28 Oct 20256-KFinancial Summary for H1 FY2025/26: net revenue ¥1,038.8B (+10.8% YoY), net income ¥196.6B (+17.5% YoY), ROE 11.3%. Dividend ¥27/share. No earnings forecast provided.earningsopen
Figures in the filing · each found in the filing text
| Net revenue · H1 FY2025/26 | $1038.78B | +11% y/y |
| Net income attributable to NHI shareholders · H1 FY2025/26 | $196.64B | +18% y/y |
| Return on shareholders' equity (annualized) · H1 FY2025/26 | 11.3% | |
| Diluted EPS · H1 FY2025/26 | $64.53 | +18% y/y |
| Dividend per share · H1 FY2025/26 | $27.00 |
NOMURA HOLDINGS INC — questions
- What did NOMURA HOLDINGS INC file recently?
- 60 SEC filings in the last 12 months. Latest: 6-K on 2026-10-22 — Nomura Holdings filed a routine corporate governance report with the Tokyo Stock Exchange; no material financial or operational event.
Every figure on this page comes from NOMURA HOLDINGS INC's own SEC filings — see them on SEC EDGAR. Price data is licensed and shown only inside the product.
How these figures are read: methodology · EquiReason.