MITSUBISHI UFJ FINANCIAL GROUP INC (MUFG) SEC Filings & Earnings Calls
EquiReason read 40 MITSUBISHI UFJ FINANCIAL GROUP INC SEC filings in the last 12 months. Latest: 6-K on 2026-09-18 — MUFG issued $3.5B in senior callable notes across five tranches (2026-2047) under existing shelf registration..
Source: SEC EDGAR filings · read by EquiReason
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last 12 months · SECWhat happened, the numbers inside, guidance and risks. The original is one click away.
18 Sep 20266-KMUFG issued $3.5B in senior callable notes across five tranches (2026-2047) under existing shelf registration.open
Risks flagged
Increased debt load with $3.5B in new senior notes, though callable and fixed-to-floating structure mitigates some risk.
“Total $3.5B in senior notes issued”
14 Aug 20266-KMUFG announces risk-adjusted capital ratios as of June 30, 2026; all ratios improved sequentially.open
Figures in the filing · each found in the filing text
| Common Equity Tier 1 capital ratio · Consolidated · Q2-2026 | 12.9% | |
| Tier 1 capital ratio · Consolidated · Q2-2026 | 15.6% | |
| Total capital ratio · Consolidated · Q2-2026 | 17.4% |
6 Aug 20266-KMUFG Q1 FY2027 (under JGAAP): Ordinary profits +57.8% YoY to ¥1,118B, profits attributable to owners of parent +48.2% to ¥809B. Earnings target of ¥2,700B for FY2027 reaffirmed. Dividend forecast ¥96/shr annual.earningsopen
Figures in the filing · each found in the filing text
| Ordinary Income · total · Q1-2027 | $3907.54B | +20% y/y |
| Ordinary Profits · total · Q1-2027 | $1117.93B | +58% y/y |
| Profits Attributable to Owners of Parent · total · Q1-2027 | $809.43B | +48% y/y |
| Basic earnings per share · total · Q1-2027 | $71.77 | +51% y/y |
| Comprehensive income · total · Q1-2027 | $1140.74B | +741% y/y |
| Total Assets · total · Q2-2026 | $433913.48B | |
| Equity-to-asset ratio · total · Q2-2026 | 5.2% |
Guidance
¥2,700B profits attributable to owners of parent for FY2027
Earnings target of ¥2,700B reaffirmed, unchanged from May 2026
Risks flagged
Treasury stock increased, indicating share buybacks may be occurring
“Treasury stocks ... June 30, 2026 ... 611,946,162 shares ... March 31, 2026 ... 580,104,991 shares” · word for word
3 Aug 20266-KMUFG reports strong Q1 FY2026 results: ordinary profits up 57.8% YoY, profits attributable to owners of parent up 48.2% YoY. Earnings target reaffirmed at ¥2.7 trillion.earningsopen
Figures in the filing · each found in the filing text
| Ordinary Income · Q1-2026 | $3907.54B | +20% y/y |
| Ordinary Profits · Q1-2026 | $1117.93B | +58% y/y |
| Profits Attributable to Owners of Parent · Q1-2026 | $809.43B | +48% y/y |
| Basic Earnings Per Share · Q1-2026 | $71.77 | +51% y/y |
Guidance
¥2,700.0 billion profits attributable to owners of parent for FY2027
MUFG reaffirms its earnings target of ¥2.7 trillion for FY2027, unchanged from May 2026.
24 Jul 20266-KMUFG issues $3.0B in senior callable notes across six tranches (floating and fixed-to-fixed reset rates) due 2030-2047. Large-scale debt capital markets transaction.open
Risks flagged
Increased leverage from $3.0B debt issuance; interest expense will rise.
“Issuance of $3.0B in senior notes with fixed rates up to 6.049%.”
15 Jul 2026SC 13D/AMUFG, a 24.12% holder of Morgan Stanley, resumes selling shares under a pre-existing sales plan, indicating a gradual exit.open
Figures in the filing · each found in the filing text
| Beneficial Ownership · 2026-07-07 | 380,511,118 | |
| Percent of Class · 2026-07-07 | 24.1% |
Risks flagged
Share overhang from large holder selling
“On July 15, 2026, MUFG provided written notice to the Company that Sales (as defined in the Plan) shall resume with July 30, 2026 as the first Sale Day.” · word for word
15 Jul 2026SC 13D/AMUFG, a 24.12% holder of Morgan Stanley, resumes selling shares under a pre-existing sales plan, indicating a gradual exit.open
Figures in the filing · each found in the filing text
| Beneficial Ownership · 2026-07-07 | 380,511,118 | |
| Percent of Class · 2026-07-07 | 24.1% |
Risks flagged
Share overhang from large holder selling
“On July 15, 2026, MUFG provided written notice to the Company that Sales (as defined in the Plan) shall resume with July 30, 2026 as the first Sale Day.” · word for word
6 Jul 202620-FMUFG reported strong FY2026 results with net income up 36.5% YoY to ¥1,729.4 billion, driven by higher net interest income and non-interest income.earningsopen
Figures in the filing · each found in the filing text
| Net income attributable to MUFG · FY2026 | $1729.36B | +37% y/y |
| Net interest income · FY2026 | $3684.25B | +19% y/y |
| Total assets · FY2026 | $425581.65B | +5% y/y |
| Return on equity (ROE) · FY2026 | 8.5% | |
| Common Equity Tier 1 capital ratio · FY2026 | 12.5% | |
| Total risk-adjusted capital ratio · FY2026 | 16.9% | |
| Allowance for credit losses as a percentage of loans · FY2026 | 0.8% | |
| Dividends per common share · FY2026 | $74.00 | +63% y/y |
Risks flagged
Credit loss from large borrower
“Provision for credit losses increased ¥104.4 billion mainly due to the provision for credit losses related to a large borrower in the foreign manufacturing sector.” · word for word
Regulatory compliance and reputational risk
“On June 14, 2024, the Securities and Exchange Surveillance Commission of Japan issued a recommendation that the Prime Minister and the Commissioner of the Financial Services Agency take administrative action against our subsidiaries MUFG Bank and Mitsubishi UFJ Morgan Stanley Securities and our securities affiliate.” · word for word
Japan economic dependency
“As of March 31, 2026, 59.9% of our total assets were related to Japanese domestic assets. Interest and non-interest income in Japan represented 37.1% of our total interest and non-interest income for the fiscal year ended March 31, 2026.” · word for word
Strategic equity portfolio market risk
“Our strategic equity investments in Japan, which account for a vast majority of our total domestic marketable equity securities, were approximately ¥3.7 trillion as of March 31, 2026.” · word for word
Foreign currency translation risk
“The Japanese yen depreciated against the U.S. dollar to ¥159.88 to the U.S. dollar as of March 31, 2026 from ¥149.52 to the U.S. dollar as of March 31, 2025.” · word for word
30 Jun 20266-KMitsubishi UFJ Financial Group files extraordinary report on voting results from annual general meeting; all proposals including dividend of ¥51/share and election of 15 directors approved.open
Figures in the filing · each found in the filing text
| Year-end dividend per share · FY2026 | $51.00 | |
| Total dividend amount · FY2026 | $576.85B |
26 Jun 20266-KMUFG completed repurchase of 21.2M shares for ¥67.2B under existing authorization; cumulative ¥100B repurchase nearly complete.open
Figures in the filing · each found in the filing text
| Aggregate shares repurchased · June 2026 | 21,247,100 | |
| Aggregate repurchase price · June 2026 | $67.17B |
24 Jun 20266-KEnglish translation of Japanese Securities Report; risk factor disclosure only, no material event.open
Risks flagged
Standard risk factors; no new material risk identified.
“Top risks: capital sufficiency, credit costs, IT risk, climate risk.”
1 Jun 20266-KProgress update on share repurchase program: 10,720,000 shares repurchased for ¥32.8 billion under a ¥100 billion authorization.open
Figures in the filing · each found in the filing text
| Aggregate shares repurchased · May 20-31, 2026 | 10,720,000 | |
| Aggregate repurchase price · May 20-31, 2026 | $32.83B |
Risks flagged
No material risks; routine buyback progress update.
15 May 20266-KMUFG reported FY2026 results: ordinary income ¥14.62T (+7.3% YoY), ordinary profits ¥3.41T (+27.7% YoY), profits attributable to owners ¥2.43T (+30.3% YoY). ROE improved to 11.3% from 9.3%.earningsopen
Figures in the filing · each found in the filing text
| Ordinary Income · FY2026 | $14620.84B | +7% y/y |
| Ordinary Profits · FY2026 | $3410.19B | +28% y/y |
| Profits Attributable to Owners of Parent · FY2026 | $2427.23B | +30% y/y |
| Basic Earnings Per Share · FY2026 | $213.17 | +33% y/y |
| ROE (MUFG definition) · FY2026 | 11.3% | |
| Total Assets · FY2026 | $431731.55B | +5% y/y |
| Equity-to-asset ratio · FY2026 | 5.2% | |
| Dividend per share (annual) · FY2026 | $86.00 | +34% y/y |
| Dividend payout ratio · FY2026 | 40.3% |
15 May 20266-KMUFG revised its Medium-term Business Plan ROE target upward from approximately 9% to approximately 12% for FY2026, reflecting stronger-than-expected performance.open
Figures in the filing · each found in the filing text
| ROE target · FY2026 | 12.0% |
Guidance
ROE target raised from ~9% to ~12%
MUFG raised its FY2026 ROE target from ~9% to ~12%, reflecting stronger-than-expected performance.
15 May 20266-KMUFG resolved to pay a year-end dividend of ¥51.00 per share, up from ¥39.00 prior year, with annual dividend rising to ¥86.00 from ¥64.00, reflecting a 34% increase.open
Figures in the filing · each found in the filing text
| Dividend per share (year-end) · FY2026 | $51.00 | +31% y/y |
| Annual dividend per share · FY2026 | $86.00 | +34% y/y |
| Total dividends · FY2026 | $576.85B | +28% y/y |
| Profits attributable to owners of parent · FY2026 | $2427.23B | +30% y/y |
15 May 20266-KMUFG announced a share repurchase of up to 45 million shares (0.40% of outstanding) for up to ¥100 billion, to be executed from May 18 to June 30, 2026.open
Figures in the filing · each found in the filing text
| Share repurchase amount · 2026-05-18 to 20 | $100.00B | |
| Shares to be repurchased · 2026-05-18 to 20 | 45,000,000 |
21 Apr 20266-KMUFG files Form 6-K attaching forms of Fixed-to-Fixed Reset Rate and Floating Rate Senior Debt Securities, indicating a debt financing shelf registration or issuance program.open
Risks flagged
No material risk signals; routine debt shelf filing.
13 Apr 2026SC 13D/AMUFG filed an amendment to its Schedule 13D, extending the standstill and preemptive rights agreement with Morgan Stanley through October 13, 2028, while maintaining its 23.95% passive stake.open
Figures in the filing · each found in the filing text
| Beneficial Ownership Percentage · 2026-03-31 | 23.9% |
13 Apr 2026SC 13D/AMUFG extends standstill and preemptive rights with Morgan Stanley through October 2028, maintaining its 23.95% passive stake.open
Figures in the filing · each found in the filing text
| Beneficial Ownership Percentage · 2026-03-31 | 23.9% |
Risks flagged
Extended standstill reduces strategic flexibility
“The standstill provisions will terminate, unless extended, upon the earlier of October 13, 2028 or (b) the date on which MUFG's Economic Interest Percentage is less than 10%.” · word for word
2 Mar 20266-KMUFG reports completion of ¥250B share repurchase program, repurchasing 94.46M shares by February 27, 2026.open
Figures in the filing · each found in the filing text
| aggregate shares repurchased · 2026-02 | 24,411,800 | |
| aggregate repurchase price · 2026-02 | $71.11B |
13 Feb 20266-KMUFG announces risk-adjusted capital ratios as of December 31, 2025; CET1 ratio 14.00%, total capital ratio 18.68%.open
Figures in the filing · each found in the filing text
| Common Equity Tier 1 Capital Ratio · MUFG Consolidated · Q3-2025 | 14.0% | |
| Tier 1 Capital Ratio · MUFG Consolidated · Q3-2025 | 16.7% | |
| Total Capital Ratio · MUFG Consolidated · Q3-2025 | 18.7% | |
| Total Capital · MUFG Consolidated · Q3-2025 | $21951.50B | |
| Risk-weighted Assets · MUFG Consolidated · Q3-2025 | $117496.90B |
Risks flagged
Capital ratios well above regulatory minimums; no material risk.
“Total capital ratio 18.68% vs. required 8%; CET1 ratio 14.00%.”
9 Feb 20266-KMUFG reports 9-month results: ordinary profits up 3.6% to ¥2,509B, profits attributable to owners up 3.7% to ¥1,813.5B; maintains FY2026 earnings target of ¥2,100B.earningsopen
Figures in the filing · each found in the filing text
| Ordinary income · 9M FY2025 | $10643.81B | +4% y/y |
| Ordinary profits · 9M FY2025 | $2509.25B | +4% y/y |
| Profits attributable to owners of parent · 9M FY2025 | $1813.51B | +4% y/y |
| Basic earnings per share · 9M FY2025 | $158.89 | +6% y/y |
| Equity-to-asset ratio · Dec 2025 | 5.1% | |
| Total assets · Dec 2025 | $418107.86B | +1% y/y |
Guidance
¥2,100B profits attributable to owners
Earnings target of ¥2,100B for FY2026 maintained; no change from November 2025.
Risks flagged
Macroeconomic uncertainties and market environment risks.
“MUFG notes various uncertainties caused by economic situation and market environments.”
4 Feb 20266-KMUFG reported 9-month results: ordinary profits +3.6% YoY, profits attributable to owners of parent +3.7% YoY. Maintained FY2026 earnings target of 2,100.0B yen. No guidance revision.earningsopen
Figures in the filing · each found in the filing text
| Ordinary Income · 9M FY2026 | $10643.81B | +4% y/y |
| Ordinary Profits · 9M FY2026 | $2509.25B | +4% y/y |
| Profits Attributable to Owners of Parent · 9M FY2026 | $1813.51B | +4% y/y |
| Basic Earnings Per Share · 9M FY2026 | $158.89 | +6% y/y |
| Total Assets · Q3 FY2026 | $418107.86B | |
| Equity-to-asset ratio · Q3 FY2026 | 5.1% | |
| Dividends per Share (2nd quarter) · H1 FY2026 | $35.00 | +40% y/y |
Guidance
Earnings target of 2,100.0 billion yen profits attributable to owners of parent for FY ending March 31, 2026
MUFG reaffirmed its FY2026 earnings target of 2,100.0B yen, unchanged from November 2025.
Risks flagged
Uncertainty from economic and market conditions may affect financial targets
“Because there are various uncertainties caused by economic situation, market environments and other factors in these businesses, MUFG discloses a target of its profits attributable to owners of parent instead of a forecast” · word for word
2 Feb 20266-KMUFG reported progress on its share repurchase program, having repurchased 22.99M shares for ¥63.6B in January 2026, under a board-authorized program of up to ¥250B.open
Figures in the filing · each found in the filing text
| Aggregate shares repurchased · January 2026 | 22,985,400 | |
| Aggregate repurchase price · January 2026 | $63.60B |
14 Jan 20266-KMUFG issues $3.0B in senior notes across three tranches: $350M floating rate notes due 2032, $1.15B 4.505% fixed-to-fixed reset notes due 2032, $1.5B 5.057% fixed-to-fixed reset notes due 2037.open
Risks flagged
Increased leverage from $3.0B debt issuance; interest expense will rise
“Issuance of $3.0B in senior notes with fixed rates up to 5.057%.”
1 Dec 20256-KMUFG reports progress on a ¥250B share repurchase authorization (up to 130M shares) and completion of cancellation of 200M shares, signaling capital return to shareholders.open
Figures in the filing · each found in the filing text
| Aggregate shares repurchased · 2025-11-30 | 14,119,000 | |
| Aggregate repurchase price · 2025-11-30 | $33.67B | |
| Aggregate shares cancelled · 2025-11-28 | 200,000,000 |
Risks flagged
No material risk signals; buyback execution is routine capital management.
28 Nov 20256-KMUFG corrects a minor error in the percentage of shares to be repurchased (1.08% to 1.14%) in a prior buyback announcement; no material impact.open
Risks flagged
No material risk; minor clerical error corrected.
28 Nov 20256-KMUFG files semiannual securities report in Japan, updating risk factors including capital sufficiency, credit costs, IT risk, and climate change risks.open
Risks flagged
Potential increase in credit costs due to global economic deterioration.
“Sudden deterioration in global economic activities may result in an increase in our credit costs.” · word for word
Capital sufficiency may be affected by unrealized losses on debt securities due to rising interest rates.
“Our capital management may be adversely affected by an increase in unrealized losses on debt securities due to a rise in interest rates globally.” · word for word
Foreign currency funding liquidity risk could increase funding costs.
“Deterioration in market conditions may result in a depletion of foreign currency funding liquidity and an increase in our foreign currency funding costs.” · word for word
14 Nov 20256-KMUFG reports H1 FY2025 results: ordinary income ¥6.89T (+0.5% YoY), profits attributable to owners of parent ¥1.29T (+2.8% YoY), with raised full-year target to ¥2.1T.earningsopen
Figures in the filing · each found in the filing text
| Ordinary Income · H1 FY2025 | $6893.77B | +1% y/y |
| Ordinary Profits · H1 FY2025 | $1746.67B | -1% y/y |
| Profits Attributable to Owners of Parent · H1 FY2025 | $1292.95B | +3% y/y |
| Basic Earnings Per Share · H1 FY2025 | $113.07 | +5% y/y |
| Total Assets · Q2 FY2025 | $404318.11B | |
| Total Net Assets · Q2 FY2025 | $22238.21B | |
| Equity-to-Asset Ratio · Q2 FY2025 | 5.2% | |
| Dividend Per Share (Interim) · H1 FY2025 | $35.00 | +40% y/y |
Guidance
Earnings target raised to ¥2.1T from ¥2.0T
MUFG raised FY2026 earnings target to ¥2.1T, citing steady business performance and equity earnings.
14 Nov 20256-KMUFG revises FY2026 earnings target upward by ¥100B to ¥2.1T and raises year-end dividend forecast from ¥35 to ¥39 per share, citing strong business performance and equity earnings.open
Figures in the filing · each found in the filing text
| Profits attributable to owners of parent · FY2026 | $2100.00B | +5% y/y |
| Dividend per share (annual) · FY2026 | $74.00 | +16% y/y |
Guidance
Earnings target raised from ¥2.0T to ¥2.1T (+5%); dividend raised from ¥35 to ¥39 per share
MUFG raised FY2026 earnings target by ¥100B and increased dividend forecast, citing strong business performance and equity earnings.
MITSUBISHI UFJ FINANCIAL GROUP INC — questions
- What did MITSUBISHI UFJ FINANCIAL GROUP INC file recently?
- 40 SEC filings in the last 12 months. Latest: 6-K on 2026-09-18 — MUFG issued $3.5B in senior callable notes across five tranches (2026-2047) under existing shelf registration.
Every figure on this page comes from MITSUBISHI UFJ FINANCIAL GROUP INC's own SEC filings — see them on SEC EDGAR. Price data is licensed and shown only inside the product.
How these figures are read: methodology · EquiReason.